RSA 421-B:4-402 Agent Registration Requirements and Exemptions.

(a) Registration requirement. It is unlawful for an individual to transact business in this state as an agent unless the individual is registered under this chapter as an agent or is exempt from registration as an agent under subsection (b).
(b) Exemptions from registration. The following individuals are exempt from the registration requirement of subsection (a):
(1) an individual who represents a broker-dealer that is exempt under RSA 421-B:4-401(b) or (c);
(2) a bona fide officer, director, partner, manager, member or employee of the issuer, with respect to an offer or sale of the issuer's own securities or those of the issuer's parent or any of the issuer's subsidiaries and who is not compensated in connection with the individual's participation by the payment o